United States: What's The Deal? SEC Expands "Dealer" Definition - Winston & Strawn LLP

Credit: Mondaq- Published on February 20, 2024
On February 6, 2024, the Securities and Exchange Commission ("SEC") in a 3-2 vote adopted new Rules 3a5-4 and 3a44-2 (collectively, the "New Rules"), which expand the definition of a "dealer"...

You are here

Related news from verified sources

As the U.S. prepares to transition to a T+1 practice for securities settlements on May 28, 2024, Securities and Exchange Commission (SEC) Chair Gary Gensler...
on February 8, 2024 • Mondaq

You might like