Australia: ASIC releases Report 770 on compliance with Design and Distribution Obligations by Retail OTC Derivatives - Sophie Grace Pty Ltd

Credit: Mondaq- Published on November 2, 2023
Summary of 7 key findings outlined in ASIC Report 770, relevant and applicable to all retail product issuers.
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🖥️ Australia: ASIC releases Report 770 on compliance with Design and Distribution Obligations by Retail OTC Derivatives - Sophie Grace Pty Ltd