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United States: SEC Adopts Rule Enhancements To Prevent Misleading Or Deceptive Investment Fund Names - Goodwin Procter LLP
Credit: Mondaq- Published on October 3, 2023
On September 20, 2023, the US Securities and Exchange Commission (the "SEC") voted, by a 4-1 vote, to adopt certain amendments (the "final rule" or the "amendments") to Rule 35d-1 (the "Names Rule")...
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On September 20, 2023, the Securities and Exchange Commission (the "SEC") voted to adopt final amendments to modernize Rule 35d-1 of the Investment Company Act...
on October 6, 2023 • Mondaq