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United States: We're Not In Kansas Anymore: The SEC Proposes Rules For The Use Of Predictive Data Analytics By Broker-Dealers And Investment Advisers - K&L Gates
Credit: Mondaq- Published on August 1, 2023
On July 26, 2023, the Securities and Exchange Commission ("SEC") proposed new rules ("Proposal") intended to address certain conflicts of interests associated with the use of "Covered Technology"...
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The US Securities and Exchange Commission recently proposed rules for conflicts of interest in the use of predictive data analytics or similar technologies by...
on August 11, 2023 • Mondaq