United States: SEC's Continued Focus On Insider Trading Plans: New Rulemaking And Enforcement Action - Alto Litigation

Credit: Mondaq- Published on June 27, 2023
In the past week the SEC has demonstrated its continued focus on insider trading and Rule 10b5-1 trading plans under Chairman Gary Gensler's watch.

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As discussed in our prior publication (found here), the Securities and Exchange Commission (SEC) adopted amendments on December 14, 2022, regarding Rule 10b5-1...
on June 6, 2023 • Mondaq

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